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11.16.12 | Blog Posts

First Year Anniversary of the Dodd-Frank Whistleblower Program: Not Much More than Paper

The Insider: White Collar Defense and Securities Enforcement

The Securities Exchange Commission’s Annual Report on the Dodd-Frank Whistleblower Program for Fiscal Year 2012 (the “Report”), released yesterday, reveals a number of things. The SEC has received a lot of tips, complaints, and referrals: A total of 3,001 in fiscal year 2012 with the lowest number (166) in November 2011 and the highest number (313) in May 2012. Those tips, complaints, and referrals came from [...]

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